Ownership: QQQ

INVESCO QQQ TRUST SERIES 1

185.48up2.93 (1.61%)

 as of 4:00:00pm ET 08/16/2019

Ownership Summary

More information
Institutional ETF/ETP Ownership 39.58%
Institutional Mutual Fund Ownership 0.17%
Mutual Fund Ownership 0.05%
Insider Ownership --
Other 60.20%

Total Outstanding Shares: 390,550,000

Institutional Ownership Details

Institutional ETF/ETP &
Mutual Fund Ownership:
39.74%

Current
Quarter
Previous
Quarter
Institutional Share Purchases 26.4M 47.8M
Institutional Shares Sold 52.2M 31.8M
Net Institutional Shares Purchased -25.9M 16.1M
Change in Ownership -14.45% +9.87%
Top 10 Institutional Holdings by Shares Held
Name Reporting Date Total Holdings Sorted in descending order. Position Value Outstanding
Shares Owned
Morgan Stanley 03/31/2019 11.1M $2.0B 2.89%
Goldman Sachs Group, Inc. 03/31/2019 10.7M $2.0B 2.78%
Bank of America Corporation 03/31/2019 10.2M $1.9B 2.66%
UBS Group AG 03/31/2019 8.2M $1.5B 2.13%
Wells Fargo & Company 06/30/2019 6.7M $1.2B 1.74%
JP Morgan Chase & Company 06/30/2019 6.2M $1.1B 1.61%
Barclays PLC 03/31/2019 5.5M $1.0B 1.43%
LPL Financial LLC 06/30/2019 4.6M $853.4M 1.20%
Parallax Volatility Advisers, LLC 03/31/2019 4.2M $767.9M 1.08%
Citigroup Inc. 06/30/2019 3.9M $721.3M 1.02%

Mutual Fund Ownership Details

Institutional Mutual Fund & Mutual Fund (No 13F Form) Ownership:0.22%

Current
Quarter
Previous
Quarter
Mutual Fund Share Purchases 637.1K 186.7K
Mutual Fund Shares Sold 16.5K 19.0K
Net Mutual Fund Shares Purchased 620.5K 167.7K
Change in Ownership +277% +297%
Top 10 Mutual Fund Holdings by Shares Held
Name Reporting Date Total Holdings Sorted in descending order. Position Value Outstanding
Shares Owned
Northern Lights Fd Tr IV-Anchor Tactical Equity Strategies Fd 02/28/2019 624.9K $115.2M 0.16%
Horizon Funds-Horizon Active Risk Assist Fd (i) 06/30/2019 336.1K $62.0M 0.09%
Guggenheim Enhanced Equity Income Fd (i) 12/31/2018 329.4K $60.7M 0.09%
Horizon Funds -Horizon Active Asset Allocation Fd (i) 06/30/2019 287.3K $53.0M 0.07%
Northern Lights Fd Tr III-HCM Income Plus Fd (i) 12/31/2018 228.1K $42.1M 0.06%
Northern Lights Fd Tr-RiskPro PFG Balanced 20-30 Fund (i) 01/31/2019 171.0K $31.5M 0.04%
Stadion Tactical Growth Fund (i) 02/28/2019 157.8K $29.1M 0.04%
Stadion Tactical Defensive Fund (i) 02/28/2019 148.2K $27.3M 0.04%
Northern Lights Fd Tr-RiskPro PFG Equity 30+ (i) 01/31/2019 117.6K $21.7M 0.03%
Asset Management Fund-AAMA Equity Fd (i) 12/31/2018 109.6K $20.2M 0.03%
(i) Institutional Funds
Ownership data provided by Vickers Stock Research Corporation, a subsidiary of the Argus Research Group, Inc. All rights reserved.
Free commission offer applies to online purchases select ETFs in a Fidelity brokerage account. The sale of ETFs is subject to an activity assessment fee (from $0.01 to $0.03 per $1,000 of principal). ETFs are subject to market fluctuation and the risks of their underlying investments. ETFs are subject to management fees and other expenses. Unlike mutual funds, ETF shares are bought and sold at market price, which may be higher or lower than their NAV, and are not individually redeemed from the fund.

For iShares ETFs, Fidelity receives compensation from the ETF sponsor and/or its affiliates in connection with an exclusive long-term marketing program that includes promotion of iShares ETFs and inclusion of iShares funds in certain FBS platforms and investment programs. Please note, this security will not be marginable for 30 days from the settlement date, at which time it will automatically become eligible for margin collateral. Additional information about the sources, amounts, and terms of compensation can be found in the ETF’s prospectus and related documents. Fidelity may add or waive commissions on ETFs without prior notice. BlackRock and iShares are registered trademarks of BlackRock Inc., and its affiliates.

FBS receives compensation from the funds advisor or its affiliates in connection with a marketing program that includes the promotion of this security and other ETFs to customers ("Marketing Program"). The Marketing Program creates incentives for FBS to encourage the purchase of certain ETFs. Additional information about the sources, amounts, and terms of compensation is in the ETFs prospectus and related documents. Please note that this security will not be marginable for 30 days from the settlement date, at which time it will automatically become eligible for margin collateral.

Any data, charts and other information provided on this page are intended to help self-directed investors evaluate exchange traded products (ETPs), including, but limited to exchange traded funds (ETFs) and exchange traded notes (ETNs). Criteria and inputs entered, including the choice to make ETP comparisons, are at the sole discretion of the user and are solely for the convenience of the user. Analyst opinions, ratings and reports are provided by third-parties unaffiliated with Fidelity. All information supplied or obtained from this page is for informational purposes only and should not be considered investment advice or guidance, an offer of or a solicitation of an offer to buy or sell a particular security, or a recommendation or endorsement by Fidelity of any security or investment strategy. Fidelity does not endorse or adopt any particular investment strategy, any analyst opinion/rating/report or any approach to evaluating ETPs. Fidelity makes no guarantees that information supplied is accurate, complete, or timely, and does not provide any warranties regarding results obtained from their use. Determine which securities are right for you based on your investment objectives, risk tolerance, financial situation and other individual factors and re-evaluate them on a periodic basis.

Fidelity Brokerage Services, LLC, member NYSE, SIPC

Before investing in any exchange traded product, you should consider its investment objective, risks, charges and expenses. Contact Fidelity for a prospectus, offering circular or, if available, a summary prospectus containing this information. Read it carefully.

518629.6.0